As NZ's first specialist compliance company, we have valuable experience in creating, implementing and monitoring risk and compliance frameworks. We also have in-depth experience in AML/CFT requirements including creating AML documents, auditing, training and reviewing policies, procedures and controls.
We are also experienced in creating and testing Compliance Assurance Programmes (CAP).
Anti-Money Laundering & Countering Financing of Terrorism
You must be licensed and registered before you can provide financial services
We provide training for staff and management on compliance and AML/CFT
We can act as your Compliance Officer (in some situations) and provide ongoing compliance support.
In a changing landscape of legislative requirements, you must have your finger on the pulse.
You need to know your risks and how to manage and monitor them appropriately.
Do you need help in the following areas, or are you unsure about your current policies or procedures?
- Compliance Assurance Programme
- Corporate Governance
- Risk Management Programme
- Risk and Compliance Monitoring
- Compliance Training
- ML/FT Risk Assessment
- AML/CFT Programme
- Customer Due Diligence
- Independent AML/CFT Audits
- AML/CFT Training
- Staff Vetting
- Fit & Proper Assessments
- Conflicts of Interest
- Insider Trading Policy
- Dispute Resolution Process
If the answer is yes, then please contact us on 0800 266 751.