Risk & Compliance Support

We can be your Risk & Compliance Team and provide support as needed.  From a few hours a week to full weeks for implementation.

Our experienced consultants can create and implement your risk & compliance framework, or provide ongoing support as often as you need.

• Review and implement the frameworks, policies and procedures

• Support the business in risk and compliance needs

• Create Risk Management Programmes

• Create Fair Conduct Programmes (FCP)

• Implement your Compliance Assurance Programme (CAP)

• Identify and assess non-financial risks across the business

• Maintain registers (eg vetting, training, key obligations, reporting and others)

• Perform compliance assurance testing (CAP testing)

• Report to management and the Board